Legal Structure

Good Governance Powers Innovation

Ownership

Sygnia Limited listed on the Johannesburg Stock Exchange in 2015. The majority shareholding is held by the founders, senior management and staff and our broad-based BEE staff scheme.

The ownership structure fosters a culture of entrepreneurship, excellence and innovation – the three words most closely associated with Sygnia’s success.

Governance

External Auditors: Deloitte

Internal Auditors: PwC

ISAE3402 Auditors: Deloitte

Insurance Advisors: Marsh Financial Services

Compliance Officer: N Giles, ngiles@sygnia.co.za, T: +27 (0)21 446 4955

Regulatory Licences

FSPFAIS CATEGORY
Sygnia Asset Management is a registered Financial Services Provider (FSP number 873) in terms of the Financial Advisory and Intermediary Services Act, 2002.Category I (advisory and intermediate services)
Category II (discretionary financial services)
Category IIA (hedge fund financial services)
Sygnia Life is a linked- only long- term insurer, registered under the Long-Term Insurance Act, and is a registered Financial Services Provider (FSP number 2935) in terms of the Financial Advisory and Intermediary Services Act, 2002.Category I (advisory and intermediate services)
Category II (discretionary financial services)
Category IIA (hedge fund financial services)
Sygnia Financial Services is a registered Financial Services Provider (FSP number 44426) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Sygnia Financial Services is an approved benefit administrator in terms of Section 13B of the Pension Funds Act, 1956.
Category I (advisory and intermediate services)
Category II (discretionary financial services)
Category III (administrative financial services)
Sygnia Securities (Pty) Ltd is a registered Financial Services Provider (FSP number 45818) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Sygnia Securities is an execution-only stockbroker and an authorised member of the Johannesburg Stock Exchange.
Category I (advisory and intermediate services)
Sygnia Collective Investments is an approved Collective Investment Scheme Manager registered with the Financial Services Board under the Collective Investments Schemes Control Act, 2002.
Gallet Retirement Fund Administrators (Pty) Ltd is a registered Financial Services Provider (FSP number 5538) in terms of the Financial Advisory and Intermediary Services Act, 2002.
Gallet Retirement Fund Administrators is an approved benefit administrator in terms of Section 13B of the Pension Funds Act, 1956.
Category I (advisory and intermediate services)
Gallet EB Support Services (Pty) Ltd is a registered Financial Services Provider (FSP number 5667) in terms of the Financial Advisory and Intermediary Services Act, 2002.Category I (advisory and intermediate services)
Gallet Asset Admin (Pty) Ltd is a registered Financial Services Provider (FSP number 41129) in terms of the Financial Advisory and Intermediary Services Act, 2002.Category I (advisory and intermediate services)
Gallet Risk Admin (Pty) Ltd is a registered Financial Services Provider (FSP number 43189) in terms of the Financial Advisory and Intermediary Services Act, 2002.Category I (advisory and intermediate services)